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Financial Services and Institutions

Solutions for your everyday challenges

Financial regulated entities face new challenges every day: intensified regulation, increased market competition, stricter enforcement by supervisory authorities, etc.

One of their main concerns is to ensure compliance while remaining competitive.

We help financial institutions to achieve that goal.   Not only has our team of experts in-depth knowledge of financial law, it also has a practical view of business and an inside understanding of supervisory bodies. Our team is highly experienced and some of its members have worked with regulators including the FSMA, the Cabinet of the Finance Minister, and/or have extensive in-house experience through secondments with clients.

We assist investment firms, retail and investment banks, funds, fund and asset managers and advisers (including family offices), trading platforms, online brokers, crowd funding start-ups, e-money issuers, payment services providers and other regulated entities. We assist our clients with all aspects of their businesses, including registrations (licenses and permits), regulatory requirements (MiFID, capital requirements, governance and internal organization issues, relations with the supervisory bodies, etc), negotiations with competent authorities, client relationships, outsourcing and relations with suppliers, compliance and audits, internal procedures and policies, etc.

Our clients also receive regular regulatory updates and are offered seminars, workshops, training sessions and secondment programmes.


Contact partners

Partners Tom VAN DYCK Regulatory
  Jan Vincent LINDEMANS Banking & Finance